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/ Monday, August 18, 2008
[Federal Register: August 18, 2008 (Volume 73, Number 160)]
[Notices]
[Page 48202-48204]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr18au08-37]
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ELECTION ASSISTANCE COMMISSION
Notice: Request for Public Comment
AGENCY: United States Election Assistance Commission.
ACTION: Notice: Request for Public Comment.
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SUMMARY: The EAC seeks public comment on a proposed policy entitled
``Proposed Notice and Public Comment Policy.'' This policy is to
provide effective notice for a period of public comment on all policies
being considered for adoption by the United States Election Assistance
Commission (EAC) that are not required for public comment under law.
DATES: Comments must be received by 5 p.m. ET on September 17, 2008.
ADDRESSES: Comments may be submitted: Online at http://www.eac.gov/
News/public-comment, via e-mail at havainfo@eac.gov, via mail addressed
to the U.S. Election Assistance Commission, 1225 New York Ave, NW.,
Suite 1100, Washington, DC 20005, or by fax at 202/566-3127. Commenters
are encouraged to submit comments electronically and include ``Notice
and Public Comment'' in the subject line, to ensure timely receipt and
consideration.
SUPPLEMENTARY INFORMATION: The following is the complete text of the
proposed notice and public comment policy the EAC is seeking public
comment on.
Proposed Notice and Public Comment Policy
I. Purpose
The purpose of this policy is to provide effective notice for a
period of public comment on all policies being considered for adoption
by the United States Election Assistance Commission (EAC), which are
not subject to notice and comment under any federal statute. From time
to time, EAC issues advisories, manuals, procedures, regulations and
rules, which impact outside parties. Some of these policies and rules
must be adopted after a period of public comment pursuant to the
Administrative Procedures Act (APA) or other statutes, such as the Help
America Vote Act (HAVA) or the National Voter Registration Act (NVRA).
Other policies do not require such public participation; however, EAC
is committed to make all of its policymaking activities open and
transparent.
EAC believes that public involvement in the policy process is the
best way to develop sound policy and encourage public understanding of
and participation in agency activities. As such, EAC desires to require
notice and comment for all of its advisories, manuals, procedures,
regulations and rules that may impact outside parties. To that end,
this policy requires EAC to provide the public an opportunity to
comment on any proposed policy or rule of general applicability (those
impacting outside parties), even when such public comment is not
otherwise required by law.
This policy further outlines the roles, responsibilities and
procedures for this process to assure that the public has effective
notice and the ability to submit timely and meaningful comment on
proposed EAC policies and rules.
II. Definitions
A. ``Outside Party'' means any other government entity,
corporation, non-profit association, or individual other than EAC.
Outside Party shall not include Federal government executive branch or
independent agencies.
B. ``Policy of general applicability'' is a policy that applies to
all relevant stakeholders. It is not a particular matter involving a
single party that addresses a specific case or controversy, such as the
resolution of one state's audit, or interpretations issued under the
EAC's Testing and Certification and Laboratory Accreditation Programs.
Matters of general applicability include the following:
Program manuals adopted by EAC that impact outside
parties, such as the testing and certification program manual, the
laboratory accreditation manual, and grant manuals regarding any of the
EAC distributed or managed grant programs.
Guidance (other than that developed by EAC regarding
sections 301-303 of HAVA), advisories, and advisory opinions related to
the implementation or administration of
[[Page 48203]]
HAVA or the National Voter Registration Act (NVRA).
Other regulations or policies concerning EAC
administrative actions that impact outside parties.
III. Roles and Responsibilities
A. Responsible Program Director. The Responsible Program Director
is the EAC staff person who is generally responsible for the subject
area addressed in a proposed policy or rule. The Responsible Program
Director shall be responsible for preparing notices and assuring that
proposed policies and rules for public comment are posted in a timely
manner. In addition, the Responsible Program Director shall be
responsible for collecting, analyzing and recommending a disposition on
all comments received during the comment period. The Responsible
Program Director shall produce the written summary of all comments
received, as described above, within 14 days of the close of the
comment period. The Responsible Program Director will regularly update
the commissioners, executive director, chief operating officer, general
counsel and all other appropriate EAC staff on the volume and types of
comments that are received during the public comment period.
When a policy or rule is proposed by a Commissioner, the Special
Assistant assigned to that Commissioner shall assume all
responsibilities of the Responsible Program Director and will regularly
coordinate and share information with the executive director, general
counsel, chief operating officer and the program director generally
responsible for the subject area addressed in the proposed policy.
B. Executive Director. The Executive Director shall assign a
Responsible Program Director when such action is required. The
Executive Director may approve a public comment period of between 15
and 29 days, under limited circumstances and when good cause is
demonstrated. The Executive Director may approve a waiver for
publishing notice in the Federal Register under limited circumstances
and when good cause is demonstrated. The Executive Director may grant
an additional reasonable period of time beyond the required 14-day
period for the Responsible Program Director to produce a written
summary report of all comments received.
C. General Counsel. The Office of the General Counsel shall provide
counsel upon request to the Responsible Program Director, the Executive
Director, or any Commissioner regarding the proposed policy or rule,
posting of the document for effective notice and comment, review and
disposition of any comment received, and/or any interpretation of this
policy.
IV. Applicability
Under this policy, any advisory, manual, procedure, regulation and
rule of general applicability, which impacts outside parties (i.e. is
not strictly limited to the internal operations of EAC), must be posted
for notice and public comment. This policy applies even when neither
the APA nor HAVA or NVRA require that a proposed policy or rule is
subject to notice and public comment prior to adoption. For example,
the APA requires that final rules of general applicability are
published to provide notice to the public, but does not require that
the agency take or receive comments on that rule. In this example,
EAC's manual on its testing and certification program would not be
required to be posted for notice and public comment by the APA.
However, under this policy, a manual, which would have an impact on
outside parties, must be posted for notice and public comment.
This policy does not apply to circumstances wherein statutes such
as APA or HAVA require notice and public comment prior to adoption of
the guidance, regulation, rule, or policy statement. For example, the
APA requires that regulations promulgated pursuant to the NVRA are
posted for notice and public comment. Likewise, HAVA requires that
guidance developed regarding Sections 301-303 of HAVA, as well as the
Voluntary Voting System Guidelines, are subject to notice and public
comment.
V. Effective and Sufficient Notice
A. Comment Period. At a minimum, EAC will provide a period of
public comment of no less than 30 days on all policies or rules of
general applicability. The Responsible Program Director at his/her
discretion may extend the period for public comment. The comment period
on any policy or rule of general applicability may not exceed 180 days
unless so extended by vote of the Commission when good cause is
demonstrated for extending the comment period. Considerations for
extension shall include, but are not limited to the content of the
proposed policy or rule, the complexity of the proposed policy or rule,
and intervening circumstances during the comment period.
EAC recognizes that there may be good cause for the comment period
to be less than 30 days so that the Commission can respond to a time
sensitive matter in a timely manner. The Responsible Program Director
must request such an exception in writing to the Executive Director,
justifying the reason for requesting that the comment period be less
than 30 days. The Executive Director may grant such an exception when
good cause is demonstrated for reducing the public comment period and
must do so in writing. Under no circumstance shall the period of public
comment be less than 15 days. EAC acknowledges that such exemptions
will be rare occurrences.
B. Notice to the Public. In order to ensure that members of the
public are apprised of EAC's publication of a proposed policy and
solicitation for comments on the proposed policy, EAC will use the
following methods of publication and notice to the public:
Publishing a notice in the Federal Register notifying the
public of the proposed policy or rule and soliciting comments by a date
certain; and
Publishing the proposed rule or policy on the EAC Web site
and soliciting comments by a date certain; and
Sending notice to EAC stakeholders, members of Congress
and interested members of the media through a weekly e-mail newsletter.
If the Responsible Program Director determines that publishing
notice in the Federal Register will result in a comment period of less
than 30 days, then he/she must request in writing to the Executive
Director a waiver of publication of the notice in the Federal Register,
demonstrating good cause for such a waiver. The Executive Director may
grant such an exception when good cause is demonstrated and must do so
in writing.
The Responsible Program Director shall prepare notice of the
proposed policy or rule and the solicitation for comments, which shall
include a summary of the proposed action, and cause it to be published
in the means identified above. Included in this responsibility is the
duty to analyze and assign a reasonable period for accepting comments
within the parameters established by this policy.
C. Equal Ability to Comment. Under this policy, no draft or
proposed policy or rule shall be released to any outside party prior to
the time that it is posted for public comment. If it is determined that
a proposed policy was released to a outside party prior to the
beginning of the public comment period, the comment period shall be
extended by 30 days in order to allow all members of the public to have
equal ability to provide comment.
[[Page 48204]]
VI. Collecting and Receiving Public Comments
For all proposed policies and rules, EAC shall accept comments by
e-mail, fax, or in hard copy. However, EAC shall encourage members of
the public to provide comments through an on-line portal on the EAC Web
site or through an EAC established centralized comment submission
program. Comments, regardless of the means of transmission, must be
made available to the public as soon as practicable after they are
received.
VII. Consideration of Comments
The Responsible Program Director must timely read and consider each
and every comment submitted during the comment period. In addition, the
Responsible Program Director shall recommend a disposition for all
comments. In the final consideration of the advisory, manual,
procedure, regulation or rule, the Responsible Program Director shall
provide a written summary of all comments received, indicating which of
those comments should be accepted, rejected, or tabled for future
consideration.
The Responsible Program Director shall produce the written summary
of all comments received, as described above, within 14 days of the
close of the comment period. The Responsible Program Director may
request an extended period of a reasonable length of time to complete
the summary report. The request shall be submitted in writing to the
Executive Director. The Executive Director may grant such an extension
when good cause is demonstrated and must do so in writing.
VIII. Adoption of a Rule or Policy of General Applicability
No rule or policy of general applicability shall be adopted by vote
of the EAC unless:
The proposed rule or policy has been posted for public
comment in accordance with this policy; and
All comments submitted in response to the proposed policy
have been reviewed and considered; and
A vote of three or more Commissioners approves the
proposed policy and any changes that are recommended by the Responsible
Program Director after review and consideration of the comments.
Thomas R. Wilkey,
Executive Director, U.S. Election Assistance Commission.
[FR Doc. E8-19067 Filed 8-15-08; 8:45 am]
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